EXPERT AREA

Compliance Remediation Projects

Global Compliance Remediation Services

We offer exceptional compliance remediation services to businesses around the world, ensuring that the business stays innovative and compliant with its regulatory obligations.

Tailored Compliance Remediation Services to suit global business

With an ever-changing regulatory landscape, it is essential that businesses ensure that they are compliant with applicable legislation, and are cognisant of pending regulatory changes, and what such changes would mean for their business. We can provide bespoke compliance remediation solutions for businesses across the globe, leveraging our regulatory knowledge, analytical abilities, risk management, attention to detail, adaptability and technology proficiency.

What CW Compliance can do for your business

Client engagement and scoping

Our skills and experience cover target operating model design, scoping/identification of populations requiring remediation, and defining policy, governance requirements and approval processes, as well as supporting with logistics/systems access

Process design

We create processes, procedures and training material, design the customer contact strategy, conduct thorough pilots and capacity planning, engage with relevant business units and develop MI specifications

Implementation

We provide experienced operational delivery teams (including Team Leads, SMEs and MI resource as required) and implement continuous improvement loops (including quality control & assurance functions) to optimise people and processes

Execution

Our capabilities include case reviews in line with agreed strategy and risk assessments, identifying and prioritising target customer groups, thorough interrogation of external sources and customer contact to obtain all required information

Strategic BAU handover

From implementing a sustainable strategic BAU function, to completing all appropriate residual actions including exits and agreeing schedules for ongoing monitoring and periodic reviews and, supporting throughout audit and regulatory reviews of remediation work

Our Comprehensive Approach to Compliance Remediation

We recognise the distinctiveness of each business and the unique requirements associated with Compliance Remediation Projects. Our methodical approach comprehensively covers all aspects of a project from inception to successful delivery and formal handover back to BAU.

Engagements typically start with a senior level assessment of a business’s existing position. A documented review is provided, including outcomes of stakeholder interviews and comparisons of clients’ internal compliance framework, policies and controls to industry best practice. We are then able to identify critical gaps in comparison with regulatory requirements and provide a list of recommendations for meeting these obligations.

Case Studies

Deep dive on a major bank’s PEP population

This large UK banking group approached Campion Willcocks for analysis on its PEP (Politically Exposed Person) population and an approach to enhanced monitoring.

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Review of high risk client base

A leading UK bank asked Campion Willcocks specialists to review their high-risk client base and then establish a BAU unit to oversee ongoing monitoring of the population.

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Remediation of global bank’s full customer base

A multi-jurisdictional mid-sized bank required Campion Willcocks to remediate their full population of medium and high-risk customers.

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Contact us

Contact us today to initiate a conversation that could pave the way for a successful partnership. Whether you have inquiries about our services, need tailored solutions for your specific business needs, or simply want to explore potential collaborations, our dedicated team is ready to connect.

Contact us at compliance@campionwillcocks.co.uk or fill out the form below and we’ll have one of our specialists reach out to you as soon as possible.






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